Data Protection

CMAC Group UK Ltd Data Protection Policy

The aim of this Policy is to define the purpose, direction, principles and basic rules for protecting personal information. All employees and officers (Directors and Company Secretary) must read this policy because it gives important information about:

the data protection principles which CMAC Group Limited and any UK based companies within the group (the ‘Company’) as a 'Data Controller' of personal information must comply;

what is meant by standard and sensitive personal information;

how we gather, use and (ultimately) delete personal information in accordance with the data protection principles;

where more detailed privacy information can be found, e.g. about the personal information we gather and use about individuals - how it is used, stored and transferred, for what purposes, the steps taken to keep that information secure and for how long it is kept;

the rights and obligations of individuals in relation to data protection; and

the consequences for employees and officers (and others) of failure to comply with this policy.

1 Introduction

1.1 The Company processes personal information about various types of individuals. It does so for a number of specific lawful purposes, as set out in the Company’s various privacy notices.

1.2 This policy sets out how we comply with our data protection obligations and seek to protect personal information relating to individuals. Its purpose is also to ensure that staff and any person who processes personal data for or on behalf of the Company understand and comply with legal and Company rules governing the collection, use and deletion of personal information to which they may have access to in the course of their work.

1.3 We are committed to complying with our data protection obligations, and to being concise, clear and transparent about how we obtain and use personal information relating to the individuals whose personal information we process, and how (and when) we delete that information once it is no longer required.

1.4 If you have any questions or comments about the content of this policy or if you need further information, you should contact our internal Legal team.

2 Scope

2.1 This policy applies to the personal information of various types of individual such as job applicants, current and former employees, officers, temporary and agency workers, and contractors. It also applies to the personal information of our sole trader and partnership suppliers, their employees, contacts and employees within limited companies. It will also apply to the individual customers of our customers and employees of our customer.

2.2 Personal information is any information that relates to an individual. The information may be processed in hard copy format such as paper or electronically such as through the use of a computer or the ‘cloud’. It includes information contained within emails and messages sent through applications such as Microsoft Teams and any recordings of meetings or information contained within voicemails. It also includes CCTV images processed in the workplace by the Company and calls to or from the office that employees, officers and others make.

2.3 We will review and update this policy as and when appropriate. We will circulate any new or modified policy when it is adopted.

3 Definitions of certain terms used in this policy

data breach means a breach of Company security leading to the accidental or unlawful destruction, loss, alteration, unauthorised disclosure of, or access to, personal information;

data subject means the individual to whom the personal information relates;

personal information (sometimes known as personal data) means information relating to an individual who can be identified (directly or indirectly) from that information;

processing information means obtaining, recording, organising, storing, amending, retrieving, disclosing and/or destroying information, or using or doing anything with it;

sensitive personal information (sometimes known as ‘special categories of personal data’, ‘special category data’ or ‘sensitive personal data’) means personal information about an individual’s race, ethnic origin, political opinions, religious or philosophical beliefs, trade union membership (or non-membership), genetics information, biometric information (where used to identify an individual) and information concerning an individual’s health, sex life or sexual orientation.

4 Data protection principles

4.1 The Company will comply with the following data protection principles when processing personal information:

4.1.1 we will process personal information lawfully, fairly and in a transparent manner; (This means we will ensure that we always have a legal ground to process personal data and will consider other laws such as the common law duty of confidence; we will ensure that individuals are not surprised by how we use their data and we will be clear with them about our use of their data by providing them with privacy notices)

4.1.2 we will collect personal information for specified, explicit and legitimate purposes only, and will not process it in a way that is incompatible with those legitimate purposes;(This means we will be clear as to all of the purposes we use data for and we will ensure that we do not use it for purposes that are incompatible with the purposes we secured the data for in the first place)

4.1.3 we will only process personal information that is adequate, relevant and necessary for the relevant purposes; (This means we will think about what data we need and what kind of data and how much. Given the reasons for processing we will only collect and use that which we need and no more) 4.1.4 we will keep accurate and up to date personal information, and take reasonable steps to ensure that inaccurate personal information is deleted or corrected without delay;

(This means we will ensure that the data retains its value by ensuring it is accurate and kept up to date)

4.1.5 we will keep personal information in a form which permits identification of data subjects for no longer than is necessary for the purposes for which the information is processed; and (This means we will know why we collect and make use of data. When we no longer have a need for it, we will erase/ destroy it)

4.1.6 we will take appropriate Technical and Organisational Measures [ToMS] to ensure that personal information is kept secure and protected against unauthorised or unlawful processing, and against accidental loss, destruction or damage. (This means that having assessed what harms might be suffered by individuals when things go wrong with their information, we will put in place appropriate security measures to remove or reduce the risk to a level acceptable to the Company- see our Information Security Management System for further information)

4.2 The Company acknowledges that it must be able to demonstrate [it is ‘accountable’] that it complies with the above principles and the wider law. This we do by putting in to place appropriate technical and organisational measures such as:

4.2.1 data protection policies and procedures;

4.2.2 taking a ‘data protection by design and default’ approach;

4.2.3 putting written contracts in place with organisations that process personal data on our behalf;

4.2.4 maintaining documentation around our processing activities;

4.2.5 implementing appropriate security measures;

4.2.6 recording and, where necessary, reporting personal data breaches;

4.2.7 carrying out Data Protection Impact Assessments (DPIA’s) for uses of personal datathat are likely to result in high risk of harm to individuals,and,

4.2.8 where appropriate, appointing a Data Protection Officer.

4.3 The Company is committed to a data protection by design and by default approach. This means that the need to protect the personal data of individuals and any associated harms must be considered at the earliest stage of any project and whenever personal data is processed. All new projects ncluding new service products) that involve the potential processing of personal data must be notified to the legal team.

5 Basis for processing personal information

5.1.1 review the purposes (why we are processing the information) of the particular processing activity, and select the most appropriate lawful basis (or bases) for that processing. It must be one or more of the following:

(a) that the data subject has consented to the processing; (this means any freely given, specific, informed, and unambiguous indication of an individual’s wishes –see consent guidance);

(b) that the processing is necessary for the performance of a contract to which the data subject is party or in order to take steps at the request of the data subject prior to entering into a contract;

(c) that the processing is necessary for compliance with a legal obligation to which the Company is subject;

(d) that the processing is necessary for the protection of the vital interests (life and death matters) of the data subject or another natural person - see guidance; or

(e) that the processing is necessary for the purposes of legitimate interests of the Company or a third party, see clause 5.2 below and guidance.

5.1.2 except where the processing is based on consent, satisfy ourselves that the processing is necessary for the purpose of the relevant lawful basis (i.e. that there is no other reasonable way to achieve that purpose);

5.1.3 document our decision as to which lawful basis applies, to help demonstrate our compliance with the data protection principles;

5.1.4 include information about both the purposes of the processing and the lawful basis for it in our privacy notices; and

5.1.5 where sensitive personal information is processed, also identify a lawful special condition for processing that information (see paragraph 6.2.2 below), and document it.

5.2 When determining whether the Company’s legitimate interests are the most appropriate basis for lawful processing, we will, where appropriate:

5.2.1 conduct a legitimate interests assessment (LIA) and keep a record of it, to ensure that we can justify our decision;

5.2.2 if the LIA identifies a significant privacy impact, consider whether we also need to conduct a (more involved) Data Protection Impact Assessment (DPIA);

5.2.3 keep the LIA under review, and repeat it if circumstances change; and

5.2.4 include information about what our legitimate interests are in our privacy notice.

5.3 If we are unable to identify a lawful ground to process personal information (from one of the 6 above) then we will not process it.

6 Sensitive personal information

6.1 Sensitive personal information is sometimes referred to as ‘special categories of personal data’ ‘special category data’ or ‘sensitive personal data’.

6.2 The Company may from time to time need to process sensitive personal information. We will only process sensitive personal information if:

6.2.1 we have a lawful basis for doing so as set out in paragraph 5.1.1 above, and

6.2.2 one of the special conditions for processing sensitive personal information applies, e.g.:

(a) the data subject has given explicit consent;

(b) the processing is necessary for the purposes of exercising the legal rights or obligations of the Company or the data subject;

(c) the processing is necessary to protect the data subject’s vital interests, and the data subject is physically incapable of giving consent;

(d) processing relates to personal data which are manifestly made public by the data subject;

(e) the processing is necessary for the establishment, exercise or defence of legal claims;

(f) the processing is necessary for reasons of substantial public interest; or

(g) the processing is necessary for occupational health purposes

6.3 The Company does not carry out automated decision-making (including profiling) based on any individual’s sensitive personal information.

6.4 The Company’s privacy notice sets out the types of sensitive personal information that the Company processes, what it is used for and the lawful basis for the processing.

6.5 During the recruitment process: the HR department, with guidance from Legal will ensure that (except where the law permits otherwise):

6.5.1 during the short-listing, interview and decision-making stages, no questions are asked relating to sensitive personal information, e.g. race or ethnic origin, trade union membership or health;

6.5.2 if sensitive personal information is received, e.g. the applicant provides it without being asked for it within their CV or during the interview, no record is kept of it and any reference to it is immediately deleted or redacted;

6.5.3 any completed equal opportunities monitoring form is kept separate from the individual’s application form, and not be seen by the person shortlisting, interviewing or making the recruitment decision;

6.5.4 we will only ask health questions once an offer of employment has been made.

6.6 During employment: the HR department, with guidance from Legal will process:

6.6.1 health information for the purposes of administering sick pay, keeping sickness absence records, monitoring staff attendance and facilitating employment-related health and sickness benefits;

6.6.2 sensitive personal information for the purposes of equal opportunities monitoring and pay equality reporting; and

6.6.3 trade union membership information for the purposes of staff administration and administering ‘check off’.

7 Criminal records information

The Company does not process Criminal records information. If it were to do so it will do so only where the law allows it.

8 Data protection impact assessments (DPIAs)

8.1 Where processing is likely to result in a high risk to an individual’s data protection rights (e.g. where the Company is planning to use a new form of technology), we will, before commencing the processing, carry out a DPIA. Guidance exists as to when it is appropriate to conduct a DPIA and how they should be performed.

9 Documentation and records

9.1 Our ‘RoPA’ holds records of our processing activities as a Data Controller. It is used as the basis of our:

9.1.1 privacy notices;

9.1.2 (any) records of consent;

9.1.3 controller-processor contracts;

9.1.4 LIA’s and,

9.1.5 DPIAs.

9.2 We also keep a RoPA for our activities where we process personal data on behalf of others.

9.3 We will conduct regular reviews of the RoPA and update our documentation accordingly.

10 Privacy notice

10.1 The Company will issue a privacy notice from time to time, informing individuals about the personal information that we collect and hold relating to them, how they can expect their personal information to be used and for what purposes.

10.2 This Notice will be provided whether the Company receives personal information direct from the individual or indirectly e.g., through a recruitment agency or through a limited company customer.

11 Data Protection Rights

11.1 Individuals have the following rights in relation to their personal information:

11.1.1 11.1.1 to be informed about company use of their information —see the Company’s privacy notice;

11.1.2 11.1.2 to obtain confirmation that their information is being processed and to obtain access to it and certain other information, by making a subject access request

11.1.3 11.1.3 to have data corrected if it is inaccurate or incomplete;

11.1.4 11.1.4 to have data erased;

11.1.5 11.1.5 to restrict Company processing of personal information; and,

11.1.6 11.1.6 to object to Company processing of personal information.

11.2 11.2 For further information about these rights see our procedures. If you wish to exercise any of the rights please contact Legal.

12 Data Sharing

12.1 If Company should ever share personal data within the business or externally it will ensure that it has a legal ground to do so.

12.2 Any request by an external body for personal data must be in writing.

12.3 Any decision to share personal data externally will be justified and documented.

12.4 Any regular sharing of personal data external to the Company (including any joint Controller relationships) will be the subject of a formal Data Sharing Agreement between the Company and the other organisation.

13 Employee and officer responsibilities

13.1 Employees are responsible for helping the Company keep their personal information up to date. Employees should let HR know if the information they have provided to the Company changes, for example if they move house or change details of the bank or building society account in to which they are paid. Employees may have access to the personal information of other members of staff, suppliers and customers of the Company in the course of your employment or engagement. If so, the Company expects you to help meet its data protection obligations to those individuals.

13.2 You should contact legal if you are concerned or suspect that one of the following has taken place, is taking place, or is likely to take place:

13.2.1 processing of personal data without a lawful basis for its processing or, in the case of sensitive personal information, without one of the conditions in paragraph 6.2.2 being met;

13.2.2 access to personal information without the proper authorisation;

13.2.3 13.3.4 personal information not kept or deleted securely;

13.2.4 any other breach of this policy or of any of the data protection principles set out in paragraph 4.1 above

13.3 If you have access to personal information, you must:

13.3.1 only access the personal information that you have authority to access, and only for authorised purposes;

13.3.2 only allow other Company staff to access personal information if they have appropriate authorisation;

13.3.3 only allow individuals who are not Company staff to access personal information if you have specific authority to do so from Legal; and

13.3.4 keep personal information secure.

You should contact Legal if you are concerned or suspect that one of the following has taken place (or is taking place or likely to take place):

14 Information Security

The Company will use appropriate Technical and Organisational Measures to keep personal information secure, and in particular to protect against unauthorised or unlawful processing and against accidental loss, destruction or damage.

15 Data Processing

15.1 Where the Company processes personal information on behalf of another organisation it will put in to place appropriate Technical and Organisational Measures so as to meet their obligations under the UK GDPR. The Company will ensure that it has in place the necessary legal agreements with the organisation(s) setting out that

15.1.1 The company may act only on the written instructions of the organisation;

15.1.2 those processing the data are subject to a duty of confidence;

15.1.3 appropriate measures are taken to ensure the security of processing;

15.1.4 sub-contractors are only engaged with the prior consent of the organisation and under a written contract;

15.1.5 the Company will assist the organisation in providing subject access and allowing individuals to exercise their rights in relation to data protection- procedures exists for employees to follow should Company receive such a request;

15.1.6 the Company will assist the organisation in meeting its obligations in relation to the security of processing, the notification of data breaches and data protection impact assessments;

15.1.7 the Company will delete or return all personal information (that it does not need for its own purposes to the organisation as requested at the end of the contract; and

15.1.8 the Company will submit to audits and inspections, provide the organisation with whatever information it needs to ensure that they are both meeting their data protection obligations, and tell the organisation immediately if it is asked to do something infringing data protection law.

16 Handling, storage and retention of personal information

16.1 Personal data should be classified, labelled and handled as set out in our Information Classification Policy

16.2 Personal information (and sensitive personal information) will be kept securely in accordance with the Company’s Information Security Management System

16.3 The length of time over which data should be retained will depend upon the circumstances, including the reasons why the personal information was obtained. Company will follow its Records Retention Schedule which set out the relevant retention period, or the criteria that should be used to determine the retention period. Where there is any uncertainty, staff should consult with Legal

17 Data breaches

17.1 A data breach may take many different forms, for example:

17.1.1 loss or theft of data or equipment on which personal information is stored;

17.1.2 unauthorised access to or use of personal information either by a member of staff or third party;

17.1.3 loss of data resulting from an equipment or systems (including hardware and software) failure;

17.1.4 human error, such as accidental deletion or alteration of data;

17.1.5 unforeseen circumstances, such as a fire or flood;

17.1.6 deliberate attacks on IT systems, such as hacking, viruses or phishing scams; and

17.1.7 ‘blagging’ offences, where information is obtained by deceiving the organisation which holds it.

17.2 The Company has procedures for the internal reporting (and recording) of a data breach and reporting to the Information Commissioner’s Office and affected individuals.

18 International transfers

18.1 The Company may transfer personal information outside the European Economic Area (EEA) on the basis that that country, territory or organisation is designated as having an adequate level of protection OR that adequate safeguards are in place.

19 Training

19.1 The Company will ensure that staff are adequately trained regarding their data protection responsibilities. Individuals whose roles require regular access to personal information, or who are responsible for implementing this policy or responding to subject access requests under this policy, will receive additional training to help them understand their duties and how to comply with them.

20 Consequences of failing to comply

20.1 The Company takes compliance with this policy (and any other data protection policies or procedures/ guidance) very seriously. Failure to comply with the policy:

20.1.1 puts at risk the individuals whose personal information is being processed;

20.1.2 carries the risk of significant civil and criminal sanctions for the individual and the Company; and

20.1.3 may, in some circumstances, amount to a criminal offence by the individual.

20.2 Because of the importance of this policy, an employee’s failure to comply with any requirement of it may lead to disciplinary action under our procedures, and this action may result in dismissal for gross misconduct.

20.3 If a non-employee breaches this policy, they may have their contract terminated with immediate effect.

20.4 If you have any questions or concerns about anything in this policy, do not hesitate to contact Legal.

21 Validity

This document is valid as of 6th May 2021.
Chief Executive Officer
Peter Slater

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